-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WXq7jtoI7r5h/VrT5QLPXVLpe5hRI1TsJb4G8/AoE/LtDkdcuarTxPQpFHlOEKMg jaVw/Wrtudh1L6tHw0aAtg== 0001017062-98-000821.txt : 19980414 0001017062-98-000821.hdr.sgml : 19980414 ACCESSION NUMBER: 0001017062-98-000821 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980413 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GEMSTAR INTERNATIONAL GROUP LTD CENTRAL INDEX KEY: 0000923282 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 980139960 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50973 FILM NUMBER: 98592576 BUSINESS ADDRESS: STREET 1: 135 NORTH LOS ROBLES AVE STREET 2: STE 870 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 8187925700 MAIL ADDRESS: STREET 1: 135 N LOS ROBLES AVE STREET 2: STE 870 CITY: PASADENA STATE: CA ZIP: 91101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YUEN HENRY C CENTRAL INDEX KEY: 0001007381 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 135 LOS ROBLES AVE STE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267925700 MAIL ADDRESS: STREET 1: 135 LOS ROBLES AVE STREET 2: STE 800 CITY: PASADENA STATE: CA ZIP: 91101 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND 13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)/1/ Gemstar International Group Limited -------------------------------------------------------- (Name of Issuer) Ordinary Shares -------------------------------------------------------- (Title of Class of Securities) G3788V 10 6 -------------------------------------------------------- (CUSIP Number) August 16, 1997 -------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) ----------- Check the appropriate box to designate the rule pursuant to which the Schedule is filed. [_] Rule 13d-1(b). [_] Rule 13d-1(c). [X] Rule 13d-1(d). _____________________ /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. - ----------------------- --------------------- CUSIP NO. G3788V 10 6 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Henry C. Yuen - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2. (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3. - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4. United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 5,621,990* SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. None OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 5,621,990* PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. None - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 5,621,990* - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10. [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11. 11.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12. IN - ------------------------------------------------------------------------------ ____________________ * Reporting person owns 5,621,990 Ordinary Shares, 2,557,000 of which represent options currently exercisable within sixty (60) days of the date of this Statement. Page 3 of 5 ITEM 1. (a) NAME OF ISSUER: Gemstar International Group Limited (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 135 North Los Robles Avenue, Suite 800 Pasadena, California 91101 ITEM 2. (a) NAME OF PERSON FILING: Henry C. Yuen (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 135 North Los Robles Avenue, Suite 800 Pasadena, California 91101 (c) CITIZENSHIP: United States (d) TITLE OF CLASS OF SECURITIES: Ordinary Shares (e) CUSIP NUMBER: G3788V 10 6 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: N/A ITEM 4. OWNERSHIP: (a) Amount beneficially owned: 5,621,990* (b) Percent of class: 11.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 5,621,990* (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 5,621,990* (iv) Shared power to dispose or to direct the disposition of: None ________________ * Reporting person owns 5,621,990 Ordinary Shares, 2,557,000 of which represent options currently exercisable within sixty (60) days of the date of this Statement. Page 4 of 5 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP: N/A ITEM 10. CERTIFICATIONS: N/A Page 5 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. April 13, 1998 /s/ Henry C. Yuen ---------------------------- Henry C. Yuen -----END PRIVACY-ENHANCED MESSAGE-----